April 21, 2025 · Form 4 insider transaction
Muruzabal Claudio sold 5 shares of Principal Financial Group, Inc. at $70.05 per share, a transaction worth $350.25. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 338 days after the transaction.
The transactions reported herein were made in accounts managed by a financial advisor to the Reporting Person, which advisor had full investment control. Due to an oversight on the part of the advisor, the advisor made the transactions reported herein without the Reporting Person's knowledge or direction. The transactions did not result in any short-swing profits, so no disgorgement is required pursuant to Section 16(b) of the Securities Exchange Act of 1934.