Dannhauser Stephen J bought EFC

September 9, 2026 · Form 4 insider transaction

Dannhauser Stephen J bought 10,181 shares of Ellington Financial Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 1 day after the transaction.

Direction
Acquired (buy-side)
Shares
10,181
Price
$0.00
Total value
N/A
Role—
SecurityOP LTIP Units
Transaction codeA: Grant or award
Transaction dateSeptember 9, 2026
Filing dateSeptember 10, 2026
Shares owned after45,679
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership subsidiary of Ellington Financial Inc. (the "Company").; The 10,181 OP LTIP Units remain forfeitable, subject to the reporting person's continued service as a member of the board of directors of the Company, until September 8, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share (the "Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of the Company's 2026 Equity Incentive Plan.

View the original Form 4 on SEC EDGAR
Dannhauser Stephen J bought EFC: September 9, 2026 | Insider Trading Screener