Lazar David E. bought ATER

July 17, 2026 · Form 4 insider transaction

Lazar David E. bought 1,750,000 shares of Aterian, Inc. at $2.00 per share, a transaction worth $3.50M. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 56 days after the transaction.

Direction
Acquired (buy-side)
Shares
1,750,000
Price
$2.00
Total value
$3.50M
Role—
SecuritySeries AAA Convertible Non-Redeemable Preferred Stock
Transaction codeA: Grant or award
Transaction dateJuly 17, 2026
Filing dateSeptember 11, 2026
Shares owned after1,750,000
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On July 17, 2026, the Reporting Person acquired 1,750,000 shares of Series AAA Convertible Non-Redeemable Preferred Stock at $2.00 per share (the "Series AAA Preferred Shares"), for an aggregate purchase price of $3,500,000, pursuant to the Securities Purchase Agreement dated April 27, 2026. Following receipt of the requisite stockholder approvals, each Series AAA Preferred Share may be converted into 135.1 shares of Common Stock (up to 236,425,000 shares in the aggregate) at a conversion price of $0.0148, for no additional consideration.; Each of the Series AAA Preferred Shares and Series AA Convertible Non-Redeemable Preferred Stock (the "Series AA Preferred Shares") are perpetual and therefore have no expiration date.

View the original Form 4 on SEC EDGAR