Reeping Katharine sold LPLA

September 11, 2026 · Form 4 insider transaction

Reeping Katharine sold 439.949 shares of LPL Financial Holdings Inc. at $347.88 per share, a transaction worth $153.0K. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Disposed (sell-side)
Shares
439.949
Price
$347.88
Total value
$153.0K
Role—
SecurityCommon Stock
Transaction codeS: Open-market sale
Transaction dateSeptember 11, 2026
Filing dateSeptember 14, 2026
Shares owned after1,774
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.72 to 347.88, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.; Consists of (i) 473.9567 shares of Common Stock; (ii) 547 restricted stock units that vest in full on February 25, 2027; (iii) 380 restricted stock units that vest ratably on each of February 25, 2027 and February 25, 2028; and (iv) 373 restricted stock units that vest ratably on each of February 25, 2027, February 25, 2028, and February 25, 2029.

View the original Form 4 on SEC EDGAR