Dean Lia sold COF
September 15, 2026 · Form 4 insider transaction
Dean Lia sold 2,066 shares of Capital One Financial Corporation at $206.07 per share, a transaction worth $425.7K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 1 day after the transaction.
Direction
Disposed (sell-side)
Shares
2,066
Price
$206.07
Total value
$425.7K
InsiderDean Lia
Role—
SecurityCommon Stock
Transaction codeS: Open-market sale
Transaction dateSeptember 15, 2026
Filing dateSeptember 16, 2026
Shares owned after61,195
OwnershipDirect
10b5-1 planYes
AmendedNo
Footnotes
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.