Steiner James sold NP

September 9, 2026 · Form 4 insider transaction

Steiner James sold 400,000 shares of Neptune Insurance Holdings Inc., a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 7 days after the transaction.

Direction
Disposed (sell-side)
Shares
400,000
Price
N/A
Total value
N/A
RoleOfficer, Director
SecurityClass A Common Stock
Transaction codeJ: J
Transaction dateSeptember 9, 2026
Filing dateSeptember 16, 2026
Shares owned after3,884,715
OwnershipDirect
10b5-1 planNo
AmendedYes

Footnotes

The reported transaction represents a transfer of shares, for no consideration, from the Reporting Person's individual name into a revocable trust of which the Reporting Person is the sole grantor, the sole trustee and the sole current beneficiary. The transfer effected only a change in the form of the Reporting Person's beneficial ownership and did not change his pecuniary interest in the shares. The Reporting Person's total beneficial ownership of Class A Common Stock was unchanged at 4,284,715 shares immediately before and immediately after the transfer.; The shares were transferred for no consideration. Accordingly, no price per share is reported.; Includes 535,665 shares of Class A Common Stock underlying an award of time-based restricted stock units, as amended. The restricted stock units vest as to 178,555 shares on September 30, 2026 and as to the remaining 357,110 shares in eight quarterly installments of 44,638 or 44,639 shares each on the last day of each calendar quarter thereafter through September 30, 2028, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.; This Form 4/A amends the Form 4 filed by the Reporting Person on September 10, 2026 solely to correct the number of shares of Class A Common Stock reported in Column 5 of Table I for the Reporting Person's direct holdings, and the corresponding total in footnote 1, which inadvertently omitted 535,665 shares of Class A Common Stock underlying restricted stock units previously reported on the Form 4 filed by the Reporting Person on October 3, 2025. No other changes have been made to the previously reported information.

View the original Form 4 on SEC EDGAR