ELLIS THOMAS B bought LPTH

November 18, 2025 · Form 4 insider transaction

ELLIS THOMAS B bought 8,824 shares of LightPath Technologies, Inc., a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Acquired (buy-side)
Shares
8,824
Price
N/A
Total value
N/A
RoleDirector, 10% owner
SecurityRestricted stock units
Transaction codeA: Grant or award
Transaction dateNovember 18, 2025
Filing dateNovember 21, 2025
Shares owned after8,824
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Class A common stock.; The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.; The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.; The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

View the original Form 4 on SEC EDGAR