Great Elm Group, Inc. sold GECC

September 21, 2026 · Form 4 insider transaction

Great Elm Group, Inc. sold 111,958 shares of Great Elm Capital Corp. at $0.00 per share, a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Disposed (sell-side)
Shares
111,958
Price
$0.00
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeJ: J
Transaction dateSeptember 21, 2026
Filing dateSeptember 23, 2026
Shares owned after1,244,167
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof).; Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings.

View the original Form 4 on SEC EDGAR