Kleinman Adam M bought GECC
September 21, 2026 · Form 4 insider transaction
Kleinman Adam M bought 15,292 shares of Great Elm Capital Corp. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.
Direction
Acquired (buy-side)
Shares
15,292
Price
$0.00
Total value
N/A
InsiderKleinman Adam M
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateSeptember 21, 2026
Filing dateSeptember 23, 2026
Shares owned after59,889
OwnershipDirect
10b5-1 planNo
AmendedNo
Footnotes
Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received the exempt grant of an award of 15,292 shares of common stock of GECC as equity compensation for his position at GECC, 3,823 of which vested on the grant date, September 21, 2026, and the remainder of which will vest in equal annual installments on September 20th of each year until September 20, 2029, subject to continued service with GECM.