Epley Kyle Joseph bought CAT

September 25, 2026 · Form 4 insider transaction

Epley Kyle Joseph bought 7 shares of Caterpillar Inc. at $821.58 per share, a transaction worth $5.8K. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Acquired (buy-side)
Shares
7
Price
$821.58
Total value
$5.8K
Role—
SecurityPhantom Stock Units
Transaction codeA: Grant or award
Transaction dateSeptember 25, 2026
Filing dateSeptember 28, 2026
Shares owned after5,846
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.; The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.; Includes adjustments for dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.

View the original Form 4 on SEC EDGAR