DOVE ROSS sold HGBL

September 25, 2026 · Form 4 insider transaction

DOVE ROSS sold 300,000 shares of Heritage Global Inc. at $1.33 per share, a transaction worth $399.0K. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 4 days after the transaction.

Direction
Disposed (sell-side)
Shares
300,000
Price
$1.33
Total value
$399.0K
InsiderDOVE ROSS
RoleOfficer, Director
SecurityCommon Stock
Transaction codeS: Open-market sale
Transaction dateSeptember 25, 2026
Filing dateSeptember 29, 2026
Shares owned after2,021,917
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.; The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.

View the original Form 4 on SEC EDGAR