SR ONE CAPITAL MANAGEMENT, LLC bought ADRX

September 28, 2026 · Form 4 insider transaction

SR ONE CAPITAL MANAGEMENT, LLC bought 1,538,691 shares of ADRX, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 1 day after the transaction.

Direction
Acquired (buy-side)
Shares
1,538,691
Price
N/A
Total value
N/A
Role10% owner
CompanyADRX
SecurityCommon Stock
Transaction codeC: Conversion of a derivative
Transaction dateSeptember 28, 2026
Filing dateSeptember 29, 2026
Shares owned after1,538,691
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Each share of Series B Preferred Stock, Series B-1 Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted on a 1-for-1.1717 reverse stock split basis into shares of Common Stock upon the closing of the Issuer's initial public offering on September 28, 2026, without payment of further consideration. The Preferred Stock has no expiration date.; The securities are directly held by SR One Capital Opportunities Fund I, LP ("SR One Opportunities Fund I"). SR One Capital Opportunities Partners I, LP ("SR One Opportunities Partners I") is the sole general partner of SR One Opportunities Fund I, and SR One Capital Management is the sole general partner of SR One Opportunities Partners I. Simeon George, M.D. is the managing member of SR One Capital Management. Each of SR One Opportunities Partners I, SR One Capital Management and Dr. George may be deemed to have shared power to vote or dispose of these shares, and each disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.

View the original Form 4 on SEC EDGAR