Baes Nicholas bought BKKT

September 30, 2026 · Form 4 insider transaction

Baes Nicholas bought 30,000 shares of Bakkt, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
30,000
Price
$0.00
Total value
N/A
Role—
SecurityClass A Common Stock
Transaction codeA: Grant or award
Transaction dateSeptember 30, 2026
Filing dateOctober 2, 2026
Shares owned after134,103
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents 30,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock.; Includes 74,330 Restricted Stock Units that remain subject to certain vesting conditions.

View the original Form 4 on SEC EDGAR