Clark Joseph Gates bought PENG

October 3, 2026 · Form 4 insider transaction

Clark Joseph Gates bought 30,932 shares of Penguin Solutions, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Acquired (buy-side)
Shares
30,932
Price
$0.00
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateOctober 3, 2026
Filing dateOctober 6, 2026
Shares owned after101,210
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 30,932 PSUs were earned by the reporting person and vested as of such date.

View the original Form 4 on SEC EDGAR