Lin Shih-Yao David bought IRIX

March 25, 2025 · Form 4 insider transaction

Lin Shih-Yao David bought 5,000 shares of IRIDEX Corporation at $0.93 per share, a transaction worth $4.7K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 561 days after the transaction.

Direction
Acquired (buy-side)
Shares
5,000
Price
$0.93
Total value
$4.7K
Role—
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateMarch 25, 2025
Filing dateOctober 7, 2026
Shares owned after5,000
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.; The amount reported in Column 5 reflects the shares held through Xinpo following the reported transaction. As of the date of this report, the Reporting Person beneficially owns an aggregate of 1,738,238 shares of Common Stock, consisting of 1,186,809 shares held through Xinpo and 551,429 shares held through Novel Inspiration International Co., Ltd.("Novel Inspiration"). The Reporting Person is the sole officer, director and stockholder of Novel Inspiration.; The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

View the original Form 4 on SEC EDGAR