Yeh Shu-Hua (Joshua) sold AAOI

October 5, 2026 · Form 4 insider transaction

Yeh Shu-Hua (Joshua) sold 6,000 shares of Applied Optoelectronics, Inc. at $120.03 per share, a transaction worth $720.2K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Disposed (sell-side)
Shares
6,000
Price
$120.03
Total value
$720.2K
Role—
SecurityCommon Stock, $.001 par value
Transaction codeS: Open-market sale
Transaction dateOctober 5, 2026
Filing dateOctober 7, 2026
Shares owned after371,498
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026. The shares were sold in multiple transactions at actual sale prices ranging from $120.00 to $120.10 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

View the original Form 4 on SEC EDGAR