Cadwell Carlton M sold RDGL
October 7, 2026 · Form 4 insider transaction
Cadwell Carlton M sold 385,302 shares of Vivos Inc., a transaction worth N/A. The trade was recorded as disposition to the issuer and disclosed on an SEC Form 4, filed 1 day after the transaction.
Footnotes
Pursuant to a Stock Purchase and Exchange Agreement, dated as of October 7, 2026, the Reporting Person received (i) 385,302 shares of Series D Convertible Preferred in exchange for 385,302 shares of Series C Convertible Preferred; and (ii) 250,000 shares of Series D Preferred for the purchase price of $250,000. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3 promulgated under the Act.; The Series C Convertible Preferred is convertible at any time, at the holder's election, and does not expire.