Oberbeck Christian L bought SAR

October 8, 2026 · Form 4 insider transaction

Oberbeck Christian L bought 15,000 shares of Saratoga Investment Corp. at $14.89 per share, a transaction worth $223.3K. The trade was recorded as open-market purchase and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
15,000
Price
$14.89
Total value
$223.3K
Role—
SecurityCommon Stock
Transaction codeP: Open-market purchase
Transaction dateOctober 8, 2026
Filing dateOctober 13, 2026
Shares owned after15,000
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

On October 8, 2026, Saratoga Investment Advisors LLC ("SIA LLC") purchased 15,000 shares of common stock. SIA LLC is 100% owned and controlled by Mr. Oberbeck. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.50 to $15.10 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Saratoga Investment Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

View the original Form 4 on SEC EDGAR