FRAKES JAMES B bought AEMD

October 8, 2026 · Form 4 insider transaction

FRAKES JAMES B bought 42,000 shares of Aethlon Medical, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
42,000
Price
$0.00
Total value
N/A
Role—
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateOctober 8, 2026
Filing dateOctober 13, 2026
Shares owned after42,063
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents a grant of 42,000 restricted stock units ("RSUs") pursuant to the Issuer's 2020 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest over the one-year period following October 8, 2026, subject to the Reporting Person's continued service through the applicable vesting dates. Notwithstanding the foregoing, the RSUs will become fully vested upon the closing of the Issuer's proposed merger with North Immunology, Inc.

View the original Form 4 on SEC EDGAR