MCCARTHY KENT C sold NUAI

October 14, 2026 · Form 4 insider transaction

MCCARTHY KENT C sold 4,090,000 shares of New Era Energy & Digital, Inc. at $3.61 per share, a transaction worth $14.77M. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Disposed (sell-side)
Shares
4,090,000
Price
$3.61
Total value
$14.77M
Role—
SecurityCommon Stock, $0.0001 par value per share
Transaction codeS: Open-market sale
Transaction dateOctober 14, 2026
Filing dateOctober 16, 2026
Shares owned after5,460,000
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.4142 to $3.9148, inclusive. The reporting person undertakes to provide to New ERA Energy & Digital, Inc., any security holder of New ERA Energy & Digital, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.; These securities are held directly by AMC Fund, L.P., which is controlled by KCM Capital, Inc., which is in turn controlled by Kent C. McCarthy. KCM and Mr. McCarthy are indirect beneficial owners of the reported securities. As a result of the transaction reported on this Form 4, AMC, KCM, and Kent C. McCarthy no longer beneficially own more than 10% of the equity securities of New ERA Energy & Digital, Inc. Accordingly, AMC, KCM, and Kent C. McCarthy are no longer subject to Section 16 with respect to transactions in the equity securities of New ERA Energy & Digital, Inc. and therefore will no longer report such transactions on Form 4 or Form 5.

View the original Form 4 on SEC EDGAR