Kuo David C sold AAOI

January 28, 2026 · Form 4 insider transaction

Kuo David C sold 12,000 shares of Applied Optoelectronics, Inc. at $45.05 per share, a transaction worth $540.7K. The trade was recorded as open-market sale under a pre-scheduled Rule 10b5-1 plan and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Disposed (sell-side)
Shares
12,000
Price
$45.05
Total value
$540.7K
Role
SecurityCommon Stock, $.001 par value
Transaction codeS: Open-market sale
Transaction dateJanuary 28, 2026
Filing dateJanuary 30, 2026
Shares owned after114,636
OwnershipDirect
10b5-1 planYes
AmendedNo

Footnotes

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 15, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $45.000 to $45.225 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

View the original Form 4 on SEC EDGAR