BAUM MARK L sold HROW

July 31, 2015 · Form 4 insider transaction

BAUM MARK L sold 600,000 shares of Harrow, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as option exercise and disclosed on an SEC Form 4, filed 3645 days after the transaction.

Direction
Disposed (sell-side)
Shares
600,000
Price
$0.00
Total value
N/A
Role—
SecurityStock Option (Right to Buy)
Transaction codeM: Option exercise
Transaction dateJuly 31, 2015
Filing dateJuly 23, 2025
Shares owned after0
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes.

View the original Form 4 on SEC EDGAR