THOMPSON DANIEL sold CDIX

April 9, 2025 · Form 4 insider transaction

THOMPSON DANIEL sold 195,750 shares of Cardiff Lexington Corporation at $0.00 per share, a transaction worth N/A. The trade was recorded as j and disclosed on an SEC Form 4, filed 250 days after the transaction.

Direction
Disposed (sell-side)
Shares
195,750
Price
$0.00
Total value
N/A
Role
SecuritySeries I Preferred Stock
Transaction codeJ: J
Transaction dateApril 9, 2025
Filing dateDecember 15, 2025
Shares owned after4,596,046
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Each share of Series I Preferred Stock is convertible into two (2) shares of Common Stock. The Series I Preferred Stock has no expiration date.; On April 9, 2025, the Reporting Person entered into a cancellation and exchange agreement with the Issuer, pursuant to which the Reporting Person surrendered 195,750 shares of Series I Preferred Stock to the Issuer for cancellation in exchange for the issuance of 150,000 shares of Series B Preferred Stock, 3 shares of Series C Preferred Stock and 27,000 shares of Series E Preferred Stock to the Reporting Person.

View the original Form 4 on SEC EDGAR