Thomas Corey E. bought LPLA

August 29, 2025 · Form 4 insider transaction

Thomas Corey E. bought 4 shares of LPL Financial Holdings Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as grant or award and disclosed on an SEC Form 4, filed 5 days after the transaction.

Direction
Acquired (buy-side)
Shares
4
Price
$0.00
Total value
N/A
Role
SecurityCommon Stock
Transaction codeA: Grant or award
Transaction dateAugust 29, 2025
Filing dateSeptember 3, 2025
Shares owned after13,830
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

View the original Form 4 on SEC EDGAR