North Run Strategic Opportunities Fund I, LP sold LPTH

March 2, 2026 · Form 4 insider transaction

North Run Strategic Opportunities Fund I, LP sold 1,591 shares of LightPath Technologies, Inc. at $0.00 per share, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Disposed (sell-side)
Shares
1,591
Price
$0.00
Total value
N/A
RoleDirector, 10% owner
SecuritySeries G Convertible Preferred Stock
Transaction codeC: Conversion of a derivative
Transaction dateMarch 2, 2026
Filing dateMarch 4, 2026
Shares owned after15,727
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

The preferred stock is perpetual and therefore has no expiration date.; The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC.

View the original Form 4 on SEC EDGAR