Trick David bought AMBC

September 29, 2025 · Form 4 insider transaction

Trick David bought 165,361 shares of AMBC at $0.00 per share, a transaction worth N/A. The trade was recorded as conversion of a derivative and disclosed on an SEC Form 4, filed 2 days after the transaction.

Direction
Acquired (buy-side)
Shares
165,361
Price
$0.00
Total value
N/A
Role
CompanyAMBC
SecurityCommon Stock
Transaction codeC: Conversion of a derivative
Transaction dateSeptember 29, 2025
Filing dateOctober 1, 2025
Shares owned after321,443
OwnershipDirect
10b5-1 planNo
AmendedNo

Footnotes

Upon the closing of the sale of Ambac Assurance Corporation by Ambac Financial Group to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Reporting Person's Deferred Share Units ("DSUs") to vest and settle.

View the original Form 4 on SEC EDGAR