Gates Greg, a group managing director at LPL Financial Holdings, has filed 60 Form 4 transactions, all in a single ticker: LPLA. The pattern is one-sided. Across the entire filing history, he has recorded zero open-market purchases and zero acquisitions of shares. His total sell value is $4,153,997.45, and every sale in the recent window is an open-market disposition.
The recent activity clusters on specific dates. On August 20, 2026, he sold LPLA shares worth $1,463,810.22, the largest single transaction in the set. That same day, he exercised options for $557,363.17, a mechanical code M event. On December 5, 2025, he executed six separate S trades ranging from $12,535.80 to $152,192, totaling roughly $278,231. On November 5, 2025, he filed eight S trades with values from $14,824.68 to $110,463.93, and on October 6, 2025, four more S trades worth $32,667.54 to $83,311.20.
The non-sale filings are compensation mechanics. On February 25, 2026, he received three grants (code A, value $0) and had $411,781.71 in shares withheld for taxes (code F). A smaller F event on June 12, 2026, was $68,593.12. The direction is unambiguous: no buying, no gifts, no conversions, and a steady stream of open-market sales concentrated in the last year. The dollar values vary widely, but the bias is consistent.
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