Opaleye Management Inc. sold CDXS

November 28, 2025 · Form 4 insider transaction

Opaleye Management Inc. sold 2,490 shares of Codexis, Inc. at $1.75 per share, a transaction worth $4.4K. The trade was recorded as open-market sale and disclosed on an SEC Form 4, filed 3 days after the transaction.

Direction
Disposed (sell-side)
Shares
2,490
Price
$1.75
Total value
$4.4K
Role
SecurityCommon Stock, par value $0.001 per share
Transaction codeS: Open-market sale
Transaction dateNovember 28, 2025
Filing dateDecember 1, 2025
Shares owned after188,522
OwnershipIndirect
10b5-1 planNo
AmendedNo

Footnotes

Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.; The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.73 - $1.7715 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.; Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

View the original Form 4 on SEC EDGAR